Securities and Capital Markets

The securities law division at KLC is not just a department; it is an indispensable cornerstone of our organisation. Comprising seasoned corporate and dispute resolution experts, including lawyers, chartered accountants, former investment bankers, and senior bureaucrats, our team excels in a broad spectrum of services, such as:

Transactional Services:

Our adept professionals steer strategic corporate transactions for listed companies in India, including mergers and acquisitions (M&A), public takeovers, private equity investments, offer for sale on stock exchanges, corporate restructuring (buyback, reduction of share capital, delisting, relisting, mergers, and demergers), and setting up ESOP schemes for listed entities in India. We provide comprehensive support, including transaction structuring, legal due diligence, drafting transaction documents, overseeing open offer processes, and liaising with regulatory bodies such as the Securities and Exchange Board of India (SEBI), Stock Exchanges, and other market intermediaries.

Securities Law Advisory for Listed Companies & MSMEs:

Our team offers regulatory advice and assistance to listed companies and MSMEs, resolving complex securities and financial issues arising from various SEBI regulations such as the LODR, ICDR, Takeover Code, Prohibition of Insider Trading Regulations, and Listing Regulations, including corporate governance matters.

Audit Services for Listed Companies & MSMEs:

We conduct audits of Indian listed companies and MSMEs to ensure compliance with SEBI regulations, particularly focusing on listing regulations, takeover code, and prohibition of insider trading regulations.

Services for Market Intermediaries:

We provide guidance to market intermediaries and investors such as mutual funds, foreign institutional investors (FIIs), stockbrokers, merchant bankers, portfolio managers, depository participants, etc., ensuring compliance with SEBI and Stock Exchange regulations. Our services include incorporation and setup of various intermediaries, drafting operating contracts, and regulatory compliance.

Dispute Resolution Services:

In addition to advisory and transactional support, we offer legal representation before various forums, including investigating authorities/adjudicating officers, disciplinary action committees of SEBI and Stock Exchanges, Securities Appellate Tribunal, NCLT, High Courts, NCLAT, and the Supreme Court. Our experienced team navigates complex legal proceedings with expertise and diligence to achieve favorable outcomes for our clients

Our Practices Areas

  • 407, Level 4, EMCA House
    289 Shahid Bhagat Singh Marg
    Ballard Estate, Mumbai 400001, Bharat
  • info@kharelegalchambers.com
  • +91 22 2263 2240
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